Past Corrective Actions

NumberNameTypeCommentStatusComplete
234Vehicle PrestartsInvestigate electronic prestart forms for vehicle checks., Evaluation, Electronic forms to be implemented.Closed13/06/2024
233Purchasing ReviewDue to exposure created by forward purchases of Materials on behalf of Clients, a review of the Purchasing Process is required., Evaluation, Purchasing procedure updated to include the step of separate client invoicing of materials purchased for Clients.Closed26/06/2025
232Compliance Review 2025Reviewed identified legislation as recorded in the attached document., , No Issues Identified, No Actions RequiredClosed16/03/2025
231Finding #62 Corrective ActionWhile continual improvement was noted - particularly the re-structure of pricing in milestones to allow incremental payments - but without using the company's / system corrective action processes., Evaluation, Process improvements included in system reviews - refer Review #3498Closed31/05/2024
230Finding #61 Risk & OpportunityInternal AuditThe company could consider a adopting a triage type risk assessment of projects in order to flag special or unusual issues / risk  such as potential weather delays (blizzard / cyclone) risks or 'special orders' which can't be returned or potential industrial relations issues., Evaluation, , Site inspections carried out prior to attending site to establish appropriate site access and any potential issues that may arise from adverse weather etc., Informal post project reviews are conducted., When required, actions are recorded as System Reviews., Example - Review #3498Closed31/05/2024
229Incident 02-09-2022Soft tissue injury - Alex Rhodes, Evaluation, Actions taken:, , Training presented on fixing of hydraulic leaks at Toolbox on 05/09/2022Closed08/05/2023
228Compliance Review 2024Reviewed identified legislation as recorded in the Legislation Register, , No Issues Identified, No Actions RequiredClosed19/02/2024
227Incident 01-07-2022Vehicle DamageClosed13/07/2022
226Finding #60 Employee Information FormDocument Control , The use of the Employee Information form was noted. However this is not a form controlled by the system. The company could consider controlling this one form found outside of the myQuality platform., Evaluation, Employee Information form added to system.Closed12/03/2023
225Finding #59 Induction/Awareness TrainingInternal AuditAwareness, It was noted that no evidence of initial company induction / awareness training could be provided for a young unskilled worker who is the only new starter to the company for several years, who began two weeks ago, commencing directly on an interstate project., Evaluation, , Identified software fault corrected., Records up to date.Closed22/06/2023
224Incident 27-09-2021Closed12/06/2022
223Incident 01-07-2021Actions, Toolbx held 02-07-2021 to discuss incident.Closed20/05/2022
222Standards ReferenceInternal AuditThe Management System Manual currently references AS4801 which is being superceded by ISO 45001, Actions, Manual updated to reference ISO 45001Closed20/05/2022
221Compliance Review 2023Reviewed identified legislation as recorded in the Legislation Register, , No Issues Identified, No Actions RequiredClosed12/03/2023
220Reviews Transferred from Previous SystemClosed05/07/2021
219Compliance Review - 2022Reviewed identified legislation as recorded in the Legislation Register, No Issues Identified, No Actions RequiredClosed20/05/2022
218Compliance Review - 2021Review of Legislation, Attached Legislation Summary transferred from previous system. All legislation added with the exception of items related to Traffic Control, which is no longer relavent., Records of previous Compliance Reviews uploaded from previous system, New Legislation added:, , Items related to OPS 07 HIAB Truck and Mobile Cranes, Code of Practice – Managing Psychosocial Hazards at Work, , , Remaining legislation reviewed., , No Changes Identified, No Actions RequiredClosed27/06/2021
217Incident Investigation - Records from Previous SystemRecords transferred from previous system - Incident RecordsClosed21/06/2021
216Finding #58 - Supplier ReviewExternal AuditMinutes of the last two Management Review meetings were sighted (July 2020, 2019) however there was no evidence of the evaluation of suppliers., Evaluation, Management review Agenda updated to include Exterbnal Providers as part of transfer to new system.Closed29/06/2021
215Environmental Aspects RatingsCorrective ActionThe procedure refers to a rating of Significant but the Matrix only references Low, Medium & High, Evaluation, Procedure wording updated to remove SIGNIFICANT as an Impact RatingClosed22/06/2020
214Incident Investigation - 06/03/2020Workplace Health & SafetyClosed06/03/2020
213Incident Investigation - 17/03/2020Workplace Health & SafetyClosed17/03/2020
212Incident Investigation - 17/05/2019Workplace Health & SafetyClosed20/05/2019
211Incident Investigation - 20/02/2019Workplace Health & SafetyClosed25/02/2019
210Compliance Review - Code of Practice - Managing the Risk of Falls at WorkplacesOtherClosed18/05/2020
209Induction Package ContentImprovementThe Induction Package is due for review., Evaluation, Induction package reviewed and updated.Closed28/05/2020
208Finding #57 Operations ManagerExternal AuditIt was noted that a Project Manager has very recently been promoted to the new role of Operations Manager.  A position description has yet to be generated and the organisation chart updated., Evaluation, Job Description in place.Closed02/12/2019
207Finding #56 PPE SignageExternal AuditManaged under Review # 3019, Evaluation, PPE Signage UpdatedClosed02/12/2020
206RecyclingImprovementThere would be benefit in considering separate facilities for the recycling of paper and other recyclables., Evaluation, Central Coast Council Recycling Bin now on site.Closed02/12/2019
205PPE SignageImprovementThe current PPE requirements are displayed at the front gate.,  The signage should be displayed at the point of use, for example the grinding wheel requires an eye protection sign., Evaluation, Signage UpdatedClosed02/12/2019
204Dial Before You DigImprovementThere would be benefit in adding a reference to the Dual-Before-You-Dig requirements in the procedure., Evaluation, Dial Before You Dig added to flowchart., Reference already contained in SWMSClosed02/12/2019
203Customer Satisfaction MeasurementImprovementThere would be benefit in considering the measurement of repeat business as a measure of customer satisfaction., Evaluation, Repear Business Analysed for F2020 = 53%, Register implemented.Closed03/07/2020
202Revision StatusImprovementThe reasons for change of a document are not always recorded in the revision status., Evaluation, Revision status noted in the Revision Information field in all documents., Effective 01/01/2020Closed03/02/2020
201Work Method Statement Layout ReviewManagement ReviewThe layout of the current Work Method Statements could be improved., Evaluation, , SWMS Layout Revised, Standard Template developed., Review and conversion of all Work Method Statements to be conducted.Closed02/12/2019
200Skills MatrixManagement ReviewSkills Matrix to be updated for Maintenance Competency for all employees., Evaluation, Skills Matrix updated.Closed29/07/2019
199Maintenance Competency TrainingManagement ReviewStaff not current assessed as competent  to carry out Machinery Maintenance are to be trained assessed., Evaluation, Maintenance Training Completed:, , Outstanding Employees Completed, Exisitng Employees RefreshedClosed02/12/2019
198Policies on WebsiteManagement ReviewPolicies to be updated on website., Evaluation, Website Updated - New WebsiteClosed02/12/2019
197Policies ReviewManagement ReviewThe Quality, Environment and WHS Policies are to be reviewed., Evaluation, Policies updated. Current Versions 29/07/2019,  Closed29/07/2019
196Analysis of Incident DataInternal AuditWhile there is evidence that incident information is evaluated, the procedure does not detail this process., Evaluation, Procedure updated to identify the inputs for the analysis of WHS Performance.Closed04/07/2019
195WHS ReferencesInternal AuditThe section on Policy only refers to Quality and Environment., The section on Compliance does not reference WHS compliance., The section on Awareness does not reference WHS issues., The section Cross References does not identiify clauses in AS4801., , Evaluation, Manual updated to address the identified issues. Issue 08/05/2019 CurrentClosed08/05/2019
194Compliance Review - Code of Practice - Managing Electrical Risks in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
193Compliance Review - Environment Protection and Biodiversity Conservation Regulations 2000OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
192Compliance Review - Code of Practice - Managing the Risks of Plant in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
191Compliance Review - Waste Avoidance and Recovery Act 2001OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
190Compliance Review - Code of Practice - First Aid in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
189Compliance Review - Environmental Planning and Assessment Act 1979OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
188Compliance Review - Code of Practice - Labelling of Workplace Hazardous ChemicalsOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed08/02/2020
187Compliance Review - Code of Practice - Confined SpacesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
186Compliance Review - Protection of the Environment Operations (Noise Control) Regulation 2017OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
185Compliance Review - Contaminated Land Management Act 1997OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
184Compliance Review - Contaminated Land Management Amendment ActOtherLegislation repealed., Reference archived.Closed18/05/2020
183Compliance Review - NSW Work Health & Safety RegulationsOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
182Compliance Review - Heavy Vehicle National LawOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
181Compliance Review - Local Land Services ActOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
180Compliance Review - Biodiversity Conservation ActOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
179Compliance Review - Code of Practice - Managing the Work Environment and FacilitiesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
178Compliance Review - Code of Practice - Working Near Overhead Power LinesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed03/02/2020
177Compliance Review - The Environment Protection and Biodiversity Conservation Act 1999OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
176Compliance Review - Protection of the Environment Operations (Clean Air) Regulation 2010OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
175Compliance Review - Code of Practice - How to Manage Work Health and Safety RisksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
174Compliance Review - Environmentally Hazardous Chemicals Act 1985OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
173Compliance Review - Code of Practice - Managing the Risk of Falls at WorkplacesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
172Compliance Review - Code of Practice - Managing Noise & Preventing Hearing Loss at WorkOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
171Compliance Review - Code of Practice - Moving Plant on Construction SitesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
170Compliance Review - Code of Practice - Managing the Risks of Hazardous Chemicals in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
169Compliance Review - Contaminated Land Management Regulation 2013OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
168Compliance Review - Code of Practice - Hazardous Manual TasksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
167Compliance Review - Protection of the Environment Operations Act 1997 No 156OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
166Compliance Review - Soil Conservation Act 1938OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
165Compliance Review - Protection of the Environment Operations (Waste) Regulation 2014OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
164Compliance Review - Code of Practice - Work Health and Safety Consultation, Cooperation and CoordinationOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
163Compliance Review - NSW Work Health & Safety Act 2011OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/05/2020
162Finding #55. Forklift Log BookExternal AuditIt was noted that a Log Book and record of pre-start inspection for the Forklift used at the Yard are not being kept., Evaluation, Forklift Log Book in place.Closed10/07/2019
161Finding #54. Electrical Tag & TestExternal Audit It was noted that not all electrical tools held in the yard shed showed testing and tagging as required. It was also noted that a round sling held in the shed was in poor condition and requires decommissioning., Evaluation, , Electrical Tag & Test conducted by external supplier - Records maintained as an Internal Audit, Lifting slings inspected and discarded as appropriate.Closed01/07/2019
160Emergency Response PlanImprovementThe Emeregency Response Plan is incorrectly numbered., The Plan does not directly reference the existing Evacuation Plans, Evaluation, Plan updated.Closed30/07/2018
159Incident Investigation 03/07/2018Workplace Health & SafetySee attached documents.Closed30/07/2018
158Management ReviewInternal AuditProcedure 03.10 management reviews to be 2 pa.  the register has next review in 12 months time., Evaluation, Procedure updated to reflect current practice of one full formal Management Review Meeting per year with additional meetings when required.Closed28/07/2018
157Internal Audit ScheduleInternal AuditProcedure 03.09  under scheduling only refers to environmental aims., Evaluation, Procedure updated. Word environmental removed.Closed30/07/2018
156Preventative ActionInternal AuditProcedure 03.08  under preventive action, it refers to SP 16, Evaluation, Procedure updated to reference correct procedure name.Closed28/07/2018
155RecordsInternal AuditProceure 3.05, scope 2, references only environmental records, Evaluation, Procedure updated to reference all system documents and system records.Closed28/07/2018
154WHSQE InductionManagement ReviewThe WHSQE Induction package requires review and update., Evaluation, It was decided that the current Induction package was satisfactory. No changes required.Closed01/10/2018
153Procedural DetailInternal AuditThere is procedural detail in this procedure that does not add value., Evaluation, Procedure reviewed and updated.Closed21/06/2018
152Integrated System ManualImprovementThere may be benefit in combining the existing Environment & Quality  and WHS Manuals into one System Manual., Evaluation, Manual updated to include WHS Manual. Management System Manual created.Closed21/06/2018
151Induction QuestionnaireCorrective ActionThe WHSQE Induction Questionnaire requires updating, Evaluation, Induction Questionnaire updatedClosed19/06/2018
150Compliance Review - Code of Practice - Managing the Risks of Plant in the WorkplaceOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
149Compliance Review - Code of Practice - Labelling of Workplace Hazardous ChemicalsOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
148Compliance Review - Code of Practice - First Aid in the WorkplaceOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
147Compliance Review - Code of Practice - How to Manage and Control Asbestos in the WorkplaceOtherLegislation Reviewed., Not changes identified., No Actions Required, Legislation No Longer Relavent - No Further ReviewsClosed06/05/2019
146Compliance Review - Code of Practice - Managing the Work Environment and FacilitiesOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
145Compliance Review - Code of Practice - Managing Electrical Risks in the WorkplaceOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
144Compliance Review - Code of Practice - Confined SpacesOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
143Compliance Review - Code of Practice - Working Near Overhead Power LinesOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
142Compliance Review - The Environment Protection and Biodiversity Conservation Act 1999OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
141Compliance Review - Environmental Planning and Assessment Act 1979OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
140Compliance Review - Contaminated Land Management Act 2008OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
139Compliance Review - Environment Protection and Biodiversity Conservation Regulations 2000OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
138Compliance Review - Waste Avoidance and Recovery Act 2001OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
137Compliance Review - Protection of the Environment Operations (Noise Control) Regulation 2017OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
136Compliance Review - Native Vegetation Act 2003OtherThe Native Vegetation Act 2003 was repealed on 25 August 2017. Current legislation governing the clearing of native vegetation is the Local Land Services Act 2013 [external link]  and the Biodiversity Conservation Act 2016, Property vegetation plans (PVPs) approved before the repeal of the Native Vegetation Act remain valid and in force., No new PVPs can be submitted by a landholder; however, an existing PVP may be modified (varied)., References updated.Closed06/05/2019
135Compliance Review - Protection of the Environment Operations (Waste) Regulation 2014OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
134Compliance Review - Protection of the Environment Operations (Clean Air) Regulation 2010OtherLegislation Reviewed., Not changes identified., No Actions Required, To be repealed September 1 2019Closed06/05/2019
133Compliance Review - Code of Practice - Hazardous Manual TasksOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
132Compliance Review - Code of Practice - Managing the Risk of Falls at WorkplacesOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
131Compliance Review - Code of Practice - How to Manage Work Health and Safety RisksOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
130Compliance Review - Code of Practice - How to Safely Remove AsbestosOtherLegislation Reviewed., Not changes identified., No Actions Required, Legislation No Longer Relavent - No Further ReviewsClosed06/05/2019
129Compliance Review - Soil Conservation Act 1938OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
128Compliance Review - Code of Practice - Health Monitoring for Exposure to Hazardous ChemicalsOtherLegislation Reviewed., Not changes identified., No Actions Required, Legislation No Longer Relavent - No Further ReviewsClosed06/05/2019
127Compliance Review - Protection of the Environment Operations Act 1997 No 156OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
126Compliance Review - Environmentally Hazardous Chemicals Act 1985OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
125Compliance Review - Threatened Species Conservation ActOtherAct replaced by Biodiversity Conservation Act 2016 No 63., Reference updated.Closed06/05/2019
124Compliance Review - Contaminated Land Management Regulation 2013OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
123Compliance Review - Code of Practice - Work Health and Safety Consultation, Cooperation and CoordinationOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
122Compliance Review - Code of Practice - Managing Noise & Preventing Hearing Loss at WorkOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
121Compliance Review - Code of Practice - Moving Plant on Construction SitesOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
120Compliance Review - NSW Work Health & Safety Act 2011OtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
119Consultation & CommunicationManagement ReviewThe procedures for Communication and Consultation are to be reviewed., Evaluation, , Procedure updated and reviewed, Procedure 03.13 Communication combined with Procedure 03.25 ConsultationClosed17/06/2018
118Compliance Review - Code of Practice - Managing the Risks of Hazardous Chemicals in the WorkplaceOtherLegislation Reviewed., Not changes identified., No Actions RequiredClosed06/05/2019
117Training RecordsManagement ReviewTraining Matrix Spreadsheet to be maintained as the record of competency., Records to be updated accordingly., Evaluation, , Procuedure 03.04 Training updated., Reference to Training Matrix Spreadsheet createdClosed07/06/2018
116SDS ExpiryOtherEvaluation, SDS UpdatedClosed18/03/2019
115SDS Expiry - Oxyegn Compressed BOCOtherSDS UpdatedClosed18/05/2020
114Policies UpdateManagement ReviewQuality, Environment & WHS Policies are to be updated, Evaluation, Policies reviewed and updated:, , Quality Policy, Environmental Policy, WHS PolicyClosed17/06/2018
113Finding #53. Emergency Preparedness & Response.External AuditIt was noted the Emergency Response Plan (ERP) is included within the Environmental Management Plan (EMP) and is not a stand-alone document. The EMP does not adequate identify or address WHS-related emergencies on site., Evaluation, A formal, stand alone Emergency Response Plan has been developed. This plan has been updated to include WHS Response.Closed19/06/2018
112Finding #52. Compliance obligation and legal requirements.External AuditIt was evident that not all relevant Australian standards have been identified., Evaluation, Review conducted. The following items have been added to the registers:, , Dial Before You Dig - Regulations & Information, Dial Before You Dig - Duty of Care, Standard - AS4772:2008 - Earth-Moving Machinery - Quickhitches for Excavators and Backhoe Loaders, Standard - AS2294.1:1997 Earth-Moving Machinery— Protective Structures, Standard - NS159 Installation of Cables and Conduits Using Trenchless Techniques, Code of Practice - ExcavationClosed10/05/2018
111Finding #51. Organisation roles, responsibilities and authorities.External AuditThe system lacks detail regarding ensuring relevant roles are assigned, communicated and understood for field staff., Evaluation, Position Descriptions developed for:, , Crew Leader, Operator, LabourerClosed27/07/2018
110Finding #50. Interested PartiesExternal AuditThe identification of interested parties is broad and high level. The company could consider identifying more specific interested parties within the broader heading in order to better understand specific needs as well as risks and opportunities these present., Evaluation, A review has been conducted on the following items:, , Internal & External Issues, Interested Parties, Expectations, , The document Interested Parties Register has been created to summarise these issues.Closed19/06/2018
109Finding #49. HIRAC.External AuditIt was noted that some SWMS in use on site still include activities and associated hazards, which are no longer undertaken by the business., Evaluation, Review of Risk Assessments and Work Method Statements conducted., WMS relating to Rod & Rope and traffic Control Activities archived., WMS Relating to Asbestos previously archived.Closed21/06/2018
108Finding #48. Context.External AuditThe document 02.01 Environment & Quality (E&Q) Manual section titled Understanding the Organisation and Its Context states that the company has determined external and internal issues that are relevant to its purpose and its strategic direction and that affect our ability to achieve the intended results of its quality management system. This goes on to say that Openshore monitors and reviews information about and manages external and internal issues through the procedure Risk Management.  But this does not show or describe the determination of internal / external issues. , The Risk & Opportunity procedure includes list of Categories of Risks include 15 items such as pandemic (bird flu / swine flu). The list says it may include but not limited to those 15 items. However this does not show evidence of determination of internal and external issues. Also the list does not correspond to the list of seven categories in the database Risk Register module., The use of the Risk Register was demonstrated. This shows 13 issues:, • Compliance x 1, • Environmental x 2, • Financial x 1, • Operational x 4, • Reputational x 3, • Safety x 1, • Strategic x 1, Of these four are described as external, with nine described as internal. However it was noted that the consequence in the procedure refer to ‘Insignificant’ to ‘Catastrophic’ but the database uses ‘Very Low’ to ‘Very High’. The procedure refers to probability while the database refers to likelihood and the procedure refers to ‘Negligible’ to ‘Almost Certain’ while the database functions on ‘Very Low’ to ‘Very High’., The procedure has four risk scores: Low, Medium, High and Extreme, while the database has three risk levels: Low, Moderate and High., Evaluation, The three procedures detailing the processes for managing risk - Organisational, Environmental and WHS - have been reviewed and consolidated under one procedure - 03.01 Risk Management - to better describe the processes in effect. The procedure describes the Risk Matricies used for each of the processes., The Environmental & Quality Manual Section The Context of the Organisation has been reviewed and updated to better describe the process used for the determination of issues. This is managed under Review #2733Closed21/06/2018
107Finding #47. Consultation.External AuditIt was noted that while the TBT showed ample communication, there was a lack of evidence of formal feedback from workers during TBTs., Evaluation, Consultation and Communication procedures reviewed and consolidated - 03.13 Consultation & Communication, All Toolbox Talk feedback to be formally recorded. Refer procedure under Agreed Methods of Consultation, Additional Actions, , Position Descriptions formalised for Crew Leader, Machine Operator & Labourer, Communicated at Toolbox Talk., , Record of Toolbox Talk attached., , , ,  Closed18/06/2018
106Finding #46. Competency.External AuditThe transition of records from the old database / server to the new myQuality is near complete. However not all records of competency have yet been migrated to the new system., Evaluation, Item discussed at Management Review April 2018., Decision made to maintain the existing spreadsheet as the record of training. Refer Review #2765Closed17/06/2018
105Finding #45. Monitoring, measurement, analysis and evaluation.External AuditProcedure 03.07 Monitoring and Measurement was sighted along with procedure 03.17 Analysis of Data., Procedure 03.07 is focussed on calibrated equipment.  Procedure 03.17 refers to eight areas of information sources. , The use of the Management Review process (procedure 03.10) was noted as the forum where analysis of data from the various sources is reviewed., However the procedure does not refer to the process or product monitoring methods sighted in use in the field and some sources of information are not being pursued., Evaluation, Procedures Monitoring & Measuring and Analysis of Data consolidated as 03.07 Monitoring, Measurement, Analysis and Evaluation, Reference to the data collected as part of the Drilling process has been included.Closed21/06/2018
104Finding #44. Release of products and services.External AuditRelease of products and services:, It was demonstrated that the ‘walk-off’ process is the point at which the work is ‘released’ to the client. However the system does not describe the ‘walk out’ process., Evaluation, Procedure 03.15 Operational Control - Drilling updated to include a description of the Walk Off process.Closed01/09/2017
103Finding #43. Control of externally provided processes, products and services.External AuditControl of externally provided processes, products and services:, It was demonstrated that subcontractors are treated as employees and are advised to comply with all site and contract requirements including site and client inductions as well as PPE and Safe Work Methods and environmental controls., However the system (procedures) lacks details regarding how the company ensures that subcontractors conform to requirements. It was noted that this issue is already on the company’s radar as an opportunity to improve., Evaluation, Discussed at Management Review Meeting 27/04/2018. It was determined that as a matter of policy, sub-contractors will not be engaged to provide Openshore's core services (Drilling)., Therefore:, , Addditional procedures to control the selection and management are not required., External providers of services other than core services (Drilling) will continue to be managed in accordance with Procedure 03.19 Purchasing, Procedure to be reviewed to clarify reference to sub-contractors.Closed27/04/2018
102WHS Emergency PlanningCorrective ActionThe Emergency Response Plan does not adequately meet the requirements for WHS, ​Evaluation, Procedure 03.16 Emergency Response updated to detail Emergency Response ArrangementsClosed28/04/2018
101Procedure 03.12 Objectives & TargetsCorrective ActionThe procdedure does not mention WHS Objectives, Evaluation, Procedure 03.12 Objectives & Targets updated to include the management of WHS Objectioves. Current Version 03/08/2017Closed03/08/2017
100Risk Assessment UpdateCorrective ActionThe risk assessment EF26-12 Identifying Underground Assets identifies the correctiove action for Hazardous Substances - Asbestos as the Asbestos Management Plan., Openshore no longer conducts Asbestos operations., Evaluation, EF26-12 Updated to indicate that Asbestos Removal is no longer carried out.Closed01/09/2017
99SDS Expiry - Star Gel ExtraOtherSDS UpdatedClosed18/05/2020
98SDS ExpiryOtherSDS UpdatedClosed06/05/2019
97SDS ExpiryOtherSDS UpdatedClosed06/05/2019
96SDS Expiry - WD40OtherSDS UpdatedClosed11/06/2020
95SDS ExpiryOtherSDS UpdatedClosed07/05/2019
94SDS Expiry Duo VisOtherSDS UpdatedClosed04/07/2019
93Compliance Review - Soil Conservation Act 1938OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
92Compliance Review - Soil Conservation Act 1938OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
91Compliance Review - Protection of the Environment Operations (Waste) Regulation 2005OtherReview of legislation conducted., Reference was not linked to the correct Regulations, No changes identified., No compliance issues identified., Reference Update Required.Closed18/06/2018
90Compliance Review - Protection of the Environment Operations (Waste) Regulation 2005OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
89Compliance Review - Protection of the Environment Operations Act 1997 No 156OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
88Compliance Review - Protection of the Environment Operations Act 1997 No 156OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
87Compliance Review - Environmentally Hazardous Chemicals Act 1985OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
86Compliance Review - Environmentally Hazardous Chemicals Act 1985OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
85Compliance Review - Code of Practice - Health Monitoring for Exposure to Hazardous ChemicalsOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
84Compliance Review - Code of Practice - Health Monitoring for Exposure to Hazardous ChemicalsOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
83Compliance Review - Threatened Species Conservation ActOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
82Compliance Review - Threatened Species Conservation ActOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
81Compliance Review - Native Vegetation Act 2003OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
80Compliance Review - Native Vegetation Act 2003OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed26/07/2017
79Update Aspects RegisterManagement ReviewAsset strikes to be added to Environmental Aspects Register, Evaluation, Aspects Register updated to include Asset Strikes, ,  ,  Closed26/07/2017
78Drilling Sub-ContractorsManagement ReviewDrilling sub-contractors to be added to Interested Parties & Risk Register, Evaluation, Drilling sub-contractors added to Risks Register - Version 02/08/2017Closed02/08/2017
77Update Procedure 03.21 SalesInternal AuditThe procedure 03.21 should be updated to properly describe the sales process., Evaluation, Procedure 03.21 Sales updated to include a flowchart to better describe the sales/quotation processClosed28/07/2017
76Supplier Evaluation RequirementsInternal AuditThere are differing requirements detailed in procedures 03.19 Purchasing and 03.06 Control of Suppliers. The system could benefit from a clarification of these requirements. , Evaluation, Procedures 03.06 Control of Suppliers and 03.19 Purchasing consolidated as Procedure 03.19. Procedure 03.06 archieved.Closed21/07/2017
75Purchase OrdersInternal Audit There is no reference to the purchase order books in the procedure, Evaluation, Procedure 03.19 Updated to include reference to purchase order books. Purchase order books identified in records.Closed21/07/2017
74Compliance Review - Code of Practice - Managing the Risk of Falls at WorkplacesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
73Compliance Review - Code of Practice - Managing the Risk of Falls at WorkplacesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
72Compliance Review - Code of Practice - Labelling of Workplace Hazardous ChemicalsOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
71Compliance Review - Code of Practice - Labelling of Workplace Hazardous ChemicalsOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
70Compliance Review - Code of Practice - Managing Electrical Risks in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
69Compliance Review - Code of Practice - Managing Electrical Risks in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
68Compliance Review - Code of Practice - Managing Noise & Preventing Hearing Loss at WorkOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
67Compliance Review - Code of Practice - Managing Noise & Preventing Hearing Loss at WorkOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
66Compliance Review - Code of Practice - How to Manage and Control Asbestos in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
65Compliance Review - Code of Practice - How to Manage and Control Asbestos in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
64Compliance Review - Code of Practice - Managing the Work Environment and FacilitiesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
63Compliance Review - Code of Practice - Managing the Work Environment and FacilitiesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
62Compliance Review - Code of Practice - First Aid in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
61Compliance Review - Code of Practice - First Aid in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
60Compliance Review - Code of Practice - Confined SpacesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
59Compliance Review - Code of Practice - Confined SpacesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
58Compliance Review - Code of Practice - Managing the Risks of Plant in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
57Compliance Review - Code of Practice - Managing the Risks of Plant in the WorkplaceOtherClosed20/07/2017
56Compliance Review - Code of Practice - How to Safely Remove AsbestosOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
55Compliance Review - Code of Practice - How to Safely Remove AsbestosOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
54Compliance Review - Code of Practice - Work Health and Safety Consultation, Cooperation and CoordinationOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
53Compliance Review - Code of Practice - Work Health and Safety Consultation, Cooperation and CoordinationOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed20/07/2017
52Review of IssuesInternal AuditThe review of Internal and External Issues is not clearly described in the procedure for Management Review. , Evaluation, Procedure 3.10 Management Review Udated. Review of internal and external issues added to standard agenda.Closed22/07/2017
51Consolidation of Procedures for Legal ComplianceImprovementThere may be a benefit from consolidating procedures 03.02 and 03.03 in order to more clearly describe the process used to manage legislation, Evaluation, Procedures 03.02 Legislation and 03.03 Legal Compliance have been combined to form Procedure 03.02 Legislation & Legal ComplianceClosed24/07/2017
50Compliance Review - The Environment Protection and Biodiversity Conservation Act 1999OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
49Compliance Review - Protection of the Environment Operations (Noise Control) Regulation 2008OtherReview of legislation conducted., Legislation, No compliance issues identified., Reference Update RequiredClosed18/06/2018
48Compliance Review - Environmental Planning and Assessment Act 1979OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
47Compliance Review - Environment Protection and Biodiversity Conservation Regulations 2000OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
46Compliance Review - Contaminated Land Management Regulation 2013OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
45Compliance Review - Contaminated Land Management Act 2008OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
44Compliance Review - Code of Practice - Working Near Overhead Power LinesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
43Compliance Review - Protection of the Environment Operations (Clean Air) Regulation 2010OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
42Compliance Review - Code of Practice - Moving Plant on Construction SitesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
41Compliance Review - Code of Practice - Managing the Risks of Hazardous Chemicals in the WorkplaceOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, Document URL UpdatedClosed17/06/2018
40Compliance Review - Code of Practice - Managing the Risks of Hazardous Chemicals in the WorkplaceOtherClosed19/07/2017
39Compliance Review - Code of Practice - Hazardous Manual TasksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
38Compliance Review - Waste Avoidance and Recovery Act 2001OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed18/06/2018
37Compliance Review - Waste Avoidance and Recovery Act 2001OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
36Compliance Review - Code of Practice - How to Manage Work Health and Safety RisksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions Required, URL UpdatedClosed17/06/2018
35Compliance Review - NSW Work Health & Safety Act 2011OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed17/06/2018
34Compliance Review - NSW Work Health & Safety Regulations 2011OtherNSW Work Health & Safety Regulations 2011 updated September 1 2017, Legislation now identified as Work Health and Safety Regulation 2017, Summary of Changes, Actions, No actions required to maintain compliance., Legislation Reference to be updated.,  Closed17/06/2018
33Compliance Review - Code of Practice - Working Near Overhead Power LinesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
32Compliance Review - Code of Practice - How to Manage Work Health and Safety RisksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
31Compliance Review - Work Health & Safety Regulations 2011OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
30Compliance Review - Code of Practice - Moving Plant on Construction SitesOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
29Compliance Review - Code of Practice - Hazardous Manual TasksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
28Compliance Review - Code of Practice - Hazardous Manual TasksOtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
27Compliance Review - Environmental Planning and Assessment Act 1979OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
26Compliance Review - Contaminated Land Management Regulation 2013OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
25Compliance Review - Contaminated Land Management Act 2008OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
24Compliance Review - Protection of the Environment Operations (Clean Air) Regulation 2010OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
23Compliance Review - Protection of the Environment Operations (Noise Control) Regulation 2008OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
22Compliance Review - Environment Protection and Biodiversity Conservation Regulations 2000OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
21Compliance Review - The Environment Protection and Biodiversity Conservation Act 1999OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
20Compliance Review - NSW Work Health & Safety Act 2011OtherReview of legislation conducted., No changes identified., No compliance issues identified., No Actions RequiredClosed19/07/2017
19Incident Investigation - 23/05/2017Workplace Health & SafetyVehicle damage - see attached incident report, Corrective Actions, Wheel chocks to be implemented., Toolbox Talk 31/05/2017Closed31/05/2017
18Incident Investigation - 16/03/2017Workplace Health & SafetyProperty damage. See attached incident rep[ortClosed17/03/2017
17Incident Investigation - 30/05/2017Workplace Health & SafetyAsset strike, See attached Incident Report, Corrective Actions, Toolbox discussions.,  Closed01/06/2017
16Incident Investigation - 09/05/2017Workplace Health & SafetySee attached Incident Report, Corrective Actions, No actions required.Closed11/05/2017
15Incident Investigation - 27/02/2017Workplace Health & SafetySee attached incident report., Investigation Attached., Corrective Actions, Instruction to use forklift to lift 100mm pipe, Reminder to report incidents/injuries immediately., Toolbox record attached.Closed09/03/2017
14SWMS Review OPS 002 ExcavationWorkplace Health & SafetyAnnual review of Safe Work Method Statement, Evaluation, Review covered by AuditClosed22/06/2018
13SWMS Review - OPS 002 ExcavationWorkplace Health & SafetyUpdate WHS Officer and review contentClosed18/07/2017
12SDS Expiry - Boral Premix ConcreteOtherRevised SDS not available June 2, SDS UpdatedClosed22/06/2020
11SDS ExpiryOtherSDS UpdatedClosed18/11/2018
10SDS ExpiryOtherSDS UpdatedClosed07/05/2019
9SDS Expiry - ArgoshieldOtherSDS UpdatedClosed18/05/2020
8SDS Expiry - AcetlyeneOtherSDS UpdatedClosed18/05/2020
7Environmental Aspects Identification & EvaluationExternal AuditThe Register indicates that Air Emissions and Effluent are significant aspects, and that ‘monitoring’ is required.  However there are no documented requirements or definitions regarding what ‘monitoring’ would be for these two aspects or when monitoring is required., Evaluation, Aspects Register updated as part of transition to new system. Aspects register identifies control measures for identified aspects.Closed24/07/2017
6Environmental Aspects Identification & EvaluationExternal AuditThe Register and process do not demonstrate consideration of incidents and does not define what ‘abnormal situations’ might be., Evaluation, The procedure 03.11 Environmental Aspects has been updated - current version 10/07/2017 - as part of the transition of the new software system., The Environmental Aspects Register has been updated as part of this process. The Table of Process Activities has been updated to better describe Emergency Situations,  Closed21/07/2017
5Environmental Aspects Identification & EvaluationExternal AuditThe risk calculation method did not reflect the nominated risk matrix; using different terminology (frequency & severity instead of likelihood and consequence) and different numbering (1 – 5 and 1 – unlimited instead of 1 – 5 and A-E)., Evaluation, Procedure 03.11 has been updated - current version 10/07/2017. The risk matrix used for the determination of environmental impacts and it's associated definitions has been updatedClosed21/07/2017
4Fuel ContainersExternal AuditThe company could consider formalizing the requirement for colour-coded fuel containers., Evaluation, Colour coded fuel containers in use.Closed31/07/2017
3Provision of ResourcesExternal AuditThe records of management review do not show that decisions regarding ‘big ticket’ items such as new trucks or plant items are being captured at the management review forum., Evaluation, Additional topic Business Overview/Review added to standard agenda., General business items discussed Management Review 25/07/2017Closed25/07/2017
2Data Back UpExternal AuditThe statement that electronic data will be backed up regularly lacks procedural detail in regard to data back up., Evaluation, Procedure 03.05 Documents & Records Control has been updated to include more detail on electronic backupClosed24/07/2017
1Policies Not Available to Interested PartiesInternal AuditThe Quality, Environment & WHS Policies are no longer available thhroug the website., Evaluation, Openshore website updated 27/07/2017. Revised policies available. Policies updated to reference the new Quality & Environmental standards.Closed28/07/2017